• 2.5.2 Depository and clearing


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    Description of role

    Responsible for oversight of trading facility for clearing and settlement services.

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    Core technical skills

    • Knowledge of equity, debt, funds and other instruments that are traded on the exchange
    • Knowledge of the clearing and settlement rules and processes
    • IOSCO standards on financial market infrastructure (FMI) entities
    • Settlement process, settlement risks and settlement charges
    • Controls and risks in an clearing and settlement operation
    • Knowledge of depositary process
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    Qualification and/ or certification

    • QFSQF Level 3
    • Relevant experience