• 2.7.2 Consumer and investor protection scheme


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    Description of role

    Responsible for providing a mediation and settling disputes between businesses providing financial services and their customers.

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    Core technical skills

    • Ability in advocate transparency and fairness, serve as a source of information and support and acts as a conduit between conflicting parties
    • Knowledge of consumer protection schemes
    • Knowledge of capital market and asset management operations and products 
    • Investor behaviours and risks 
    • Mis-selling of products
    • Measures to protect and safeguard customers and investors 
    • Complaints handling process and management 
    • Ability to understand and detect market misconduct 
     
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    Qualification and/ or certification

    • QFSQF Level 3
    • Relevant experience