• 2.5.3 Market surveillance


    desc_img

    Description of role

    Responsible for providing a trading facility for clearing and settlement services for financial and commodities derivatives and securities transactions.

    desc_img

    Core technical skills

    • Risks in trading, trade execution, brokerage, settlement etc. 
    • Ability to track market manipulation and market misconduct 
    • Conflicts of interest
    • Knowledge of equity, debt, funds and other instruments that are traded on the exchange 
    • IOSCO standards on risks and controls
    • Controls and risks in an clearing and settlement operation 
     
    desc_img

    Qualification and/ or certification

    • QFSQF Level 3
    • Relevant experience