• 2.3.4 Trading business (Equity / FX / Funds etc.)


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    Description of role

    Responsible for dealing in financial products for private banking clients, executing trade orders, acting as pre-trade broker liaison.

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    Core skills

    • Ability to identify trading opportunities
    • Ability to analyse the client’s profile and risk appetite
    • Knowledge of brokerage operations
    • Ability to execute trade orders and follow up on completion
    • Ability to prepare broker’s performance reports
    • Good investor presentation skills 
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    Qualification and/ or certification

    • QFSQF Level 3
    • Relevant experience

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    Industry knowledge

    • Knowledge of all relevant banking products and services
    • Knowledge of basic features and characteristics of capital market products and investment concepts suitable for clients

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    Regulatory compliance of role

    • Knowledge of banking regulatory framework
    • AML laws and regulations