• 2.3.7 Registrar


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    Description of role

    Responsible for investor registration, managing investor request and reporting.     

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    Core skills

    • Management of investor requests including updating of investor details
    • Knowledge of investor disclosures and reporting
    • Ability to perform record keeping, accounting and reconciliations
    • Ability to identify relevant, sufficient and appropriate background / financial information and supporting documentary evidence for asset management clients and carry out acceptance checks and on-boarding KYC / AML procedures
    • Resolve compliance matters relating to acceptance and on-boarding of asset management clients
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    Qualification and/ or certification

    • QFSQF Level 2
    • Relevant experience
        

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    Industry knowledge

    • Asset management industry knowledge
    • Asset management product knowledge

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    Regulatory compliance of role

    • Knowledge of QFMA and other relevant laws and regulations