• 2.6.1 Financial / Investment advisor


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    Description of role

    Responsible for advising clients to meet their current and future needs by providing tailored solutions. 

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    Core skills

    • Ability to comply with relevant laws and regulations in financial services
    • Adheres to standards of practice and professional code of ethics
    • Develop strategies and perform analysis when conducting research
    • Ability to understand client requirements
    • Knowledge of mathematical methods (including formulas) that can been used in an investment
    • Ability to find solutions by analysing and integrating various sources and information
    • Ability to logically evaluate and reason while considering the potential course of action and strengths and weaknesses
    • Understanding of organisations processes and procedures which is needed for new risks, cancellations and / or alteration to be processes in timely and accurate manner
    • Knowledge of conflict of interest for different types of intermediary remunerations.
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    Qualification and/ or certification

    • QFSQF Level 3
    • Relevant experience

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    Industry knowledge

    • Knowledge of Insurance industry
    • Ability to analyse and identify market trends and spot opportunities

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    Regulatory compliance of role

    • Knowledge of insurance regulatory framework