Regulatory compliance

2.8.2 Regulatory compliance

Description of role

Responsible for bank’s prudential and general compliance activities.

Core skills

Ability to provide up-to-date and authorisation insights into regulatory requirements, developments and their implications
Ability to understand, interpret and advise on various regulatory requirements, restrictions and limits
Understanding of prudential reporting requirements and processes including knowledge of FSB, BCBS and IFSB standards and principles
Ability to analyse and research international practices surrounding regulations impacting banks
Ability to develop and maintain effective relationships with regulators, board of directors, senior management and auditors
Understanding of corporate governance, frameworks, policies and processes
Understand profile of compliance risks, compliance risk management framework, tools, systems and methodologies
Ability to deal with and mitigate compliance risks
Knowledge of insider trading and conflicts of interest standards

Qualification and/ or certification

QFSQF Level 3
Relevant experience
ACAMS or equivalent qualification

Industry knowledge

Knowledge of Islamic banking, regulations and labour law
Knowledge of Qatari companies law requirements

Regulatory compliance of role

Knowledge of banking regulatory framework
Knowledge of AML / CTF requirements

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