• 2.4.3 Cash trading – market operations


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    Description of role

    Responsible for ensuring the effective operation of cash trading markets.     

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    Core skills

    • Ability to disseminate information about issuers through the appropriate channels
    • Ability to monitor and review the market, and perform market maintenance where necessary
    • Ability to execute put-through trades
    • Knowledge of the licensing / authorisation process for securities traders
        
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    Qualification and/ or certification

    • QFSQF level 3
    • Relevant experience
        

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    Industry knowledge

    • Knowledge of financial markets listed on the exchange and requirements placed upon issuers (e.g. coupon payment schedules)

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    Regulatory compliance of role

    • Ability to produce trade reports for compliance investigations (if required)