• 2.4.2 Cash trading – primary market


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    Description of role

    Responsible for managing the process of securities issuance on the exchange.     

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    Core skills

    • Knowledge of the function of Sharia compliant capital markets and the reasons that companies issue securities
    • Ability to communicate the benefits and risks of issuing securities
    • Ability to conduct research into the domestic market and identify potential issuers of securities
    • Ability to read financial statements and analyse accounts of potential issuers
    • Ability to apply knowledge of the listing process to provide support to issuers when they are issuing securities
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    Qualification and/ or certification

    • QFSQF level 3
    • Relevant experience

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    Industry knowledge

    • Knowledge of all types of listed securities, including equities, FX, mutual funds, Sukuk, ETFs etc.

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    Regulatory compliance of role

    • Knowledge of the exchange’s listing rules
    • Knowledge of relevant laws, regulations and compliance policies and procedures