• 2.2.3 Underwriting / placement


    desc_img

    Description of role

    Responsible for understanding the different types of financial products, analysis of financial statements in order to place new equity, debt or securities issue with investors.     

    desc_img

    Core skills

    • Understanding of underwriting process
    • Analytical and financial management skills
    • Ability to analyse financial and non-financial information about clients
    • Understanding of valuations
    • Ability to sell down underwritten instruments to customers

         

    desc_img

    Qualification and/ or certification

    • QFSQF Level 3
    • Professional certification desirable (e.g. CFA)
    • Relevant experience
        

    desc_img

    Industry knowledge

    • Knowledge of industry and different types of financial instruments

    desc_img

    Regulatory compliance of role

    • Knowledge of applicable laws, regulations, rules and codes of conduct
    • Knowledge of how to perform commercial, financial and legal due diligence