• 2.4.6 Depository – operations


    desc_img

    Description of role

    Responsible for providing a range of efficient services to market participants and resolving problems that may arise     

    desc_img

    Core skills

    • Ability to provide efficient depository, custody and clearing and settlement services for market intermediaries
    • Ability to suggest ways to improve the quality of custody and safekeeping services
    • Ability to perform operations required by investors, including the clearing and settlement of trades, the transfer and deposit of shares, stock adjustments, blacklisting of investors and the support of OTC trades
    • Knowledge of registry activities of issuers of financial instruments
    • Performing all operations necessary to support equity issuers, including maintaining the share book, performing ownership transfer, share pledge and IPOs and corporate actions
    • Performing all operations necessary to support bond issuers, including listing and recall and addition and payment of coupons
        
    desc_img

    Qualification and/ or certification

    • QFSQF level 2
    • Relevant experience
        

    desc_img

    Industry knowledge

    • Knowledge of the function of the exchange, financial products and market participants

    desc_img

    Regulatory compliance of role

    • Knowledge of relevant laws, regulations and compliance policies and procedures