• 2.4.11 Legal and compliance


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    Description of role

    Responsible for ensuring the compliance of the exchange with all relevant laws and regulations and to protect it from all legal implications.

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    Core skills

    • Ability to develop and manage in-house legal processes that protect the exchange against the legal implications of its decisions
    • Ability to develop and maintain compliance guidelines and ensure they are adhered to by all business units
    • Ability to assess investment requirements required to improve the legal infrastructure
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    Qualification and/ or certification

    • QFSQF level 3
    • Relevant experience

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    Industry knowledge

    • Knowledge of the legal and compliance requirements placed upon exchanges

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    Regulatory compliance of role

    • Knowledge of all relevant laws and regulations relating to the compliance of the exchange